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FINRA emphasizes the obligations of customers to report securities transactions inside the required period of time. All reportable transactions not claimed throughout the expected period of time shall be marked late, and FINRA routinely screens users' compliance With all the reporting needs. If FINRA finds a sample or apply of unexcused late report

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FINRA emphasizes the obligations of associates to report securities transactions inside the demanded time period. All reportable transactions not reported within the necessary time period shall be marked late, and FINRA routinely monitors members' compliance with the reporting demands. If FINRA finds a pattern or observe of unexcused late reporting

read more